LPLA LPL Financial Holdings Inc. stock chart & analysis
Conviction 46FinancialsScan · Fri, Nov 6, 2026LPL Financial Holdings Inc. (LPLA) closed at $295.51 (-1.79%) on Nov 6, 2026. Price is below its 50-day and below its 200-day moving average. RSI(14) 43, RS Rating 21, -26.2% from its 52-week high, -17.3% year to date. Sector: Financials · Security & Commodity Brokers, Dealers, Exchanges & Services.
Financials as of Wed, Sep 30, 2026 · quarterly.
LPLA technical analysis
Trend
LPLA's moving averages are mixed — no clean uptrend or downtrend. It closed 8.8% below the 50-day ($324.16) and 7.9% below the 200-day ($320.70). ADX(14) at 26 points to a strong, established trend. It meets 1 of 8 trend-template criteria.
Momentum
RSI(14) is 43, in the bearish half of its range. MACD crossed below its signal line 7 sessions ago. Its RS Rating of 21 puts its weighted 12-month performance ahead of about 21% of the US market.
Volume and volatility
Volume on the latest session ran 0.7× its 20-day average. It trades about $353.9M a day on average. ATR(14) is $13.11, 4.4% of price — its typical daily range. Chaikin Money Flow (-0.11) shows distribution.
Key levels
The chart pattern's support is $281.99 and its resistance $335.76. The 52-week range is $260.15 to $400.16; price is 26.2% below the high and 13.6% above the low. The VWAP anchored at the 52-week high is $312.68, above price.
Performance
LPLA returned +4.1% (1 week), -9.9% (1 month), -20.6% (3 months), -2.6% (6 months), -21.1% (1 year), -17.3% (year to date).
About LPL Financial Holdings Inc.
LPL Financial is the largest US independent broker-dealer, with more than 32,000 financial advisors affiliated with its platform and roughly 11 million customer accounts at the end of 2025. The firm earns the bulk of its profit from interest income earned on client cash balances and from advisory fees and commissions tied to the $2.4 trillion in assets under management or advisory on its platform at year-end 2025. LPL specializes in providing turnkey wealth management services for affiliated independent advisors, but maintains a diverse array of affiliation modalities, running the gamut from more traditional employee models to a pure RIA custody approach. It earns tuck-in revenue from recordkeeping fees and the provision of software tools and services to its advisor base.
Security & Commodity Brokers, Dealers, Exchanges & Services · Listed 2010 · 9,901 employees
Congress activity
Disclosed STOCK Act trades in LPLA · 10 recent
| Member | Side | Amount | Traded | Filed | PTR |
|---|---|---|---|---|---|
 Gilbert Cisneros house · D · CA · traded 2026-06-05 | Buy | $1K–$15K | 2026-06-05 | 2026-07-02 | |
Gilbert Cisneros house · D · CA · traded 2026-06-11 | Buy | $1K–$15K | 2026-06-11 | 2026-07-02 | |
Gilbert Cisneros house · CA · traded 2026-05-19 | Buy | $1K–$15K | 2026-05-19 | 2026-06-05 | |
Gilbert Cisneros house · CA · traded 2026-05-07 | Buy | $1K–$15K | 2026-05-07 | 2026-06-05 | |
Gilbert Cisneros house · CA · traded 2026-05-14 | Buy | $1K–$15K | 2026-05-14 | 2026-06-05 | |
Gilbert Cisneros house · CA · traded 2026-05-12 | Buy | $1K–$15K | 2026-05-12 | 2026-06-05 | |
 Valerie Hoyle house · D · OR · traded 2025-04-02 | Sell | $1K–$15K | 2025-04-02 | 2026-05-15 | |
Gilbert Cisneros house · CA · traded 2026-04-06 | Buy | $1K–$15K | 2026-04-06 | 2026-05-07 | |
Gilbert Cisneros house · CA · traded 2026-03-27 | Buy | $1K–$15K | 2026-03-27 | 2026-04-06 | |
Valerie Hoyle house · D · OR · traded 2025-03-03 | Buy | $1K–$15K | 2025-03-03 | 2025-09-12 |
Insider activity
SEC Form 4 transactions in LPLA · open-market 3 sells
| Insider | Side | Shares | Value | Traded | Filed |
|---|---|---|---|---|---|
BERNARD EDWARD C Director · Common Stock · 2026-08-28 | Grant | 3 | — | 2026-08-28 | 2026-09-01 |
Jambusaria Aneri Group Managing Director · Common Stock · 2026-08-27 | Sell | 308 | $110K | 2026-08-27 | 2026-08-31 |
Gates Greg Group Managing Director · Common Stock · 2026-08-20 | Exercise | 7.19K | $557K | 2026-08-20 | 2026-08-21 |
Gates Greg Group Managing Director · Common Stock · 2026-08-20 | Sell | 4.12K | $1.5M | 2026-08-20 | 2026-08-21 |
Gates Greg Group Managing Director · Option to purchase Common Stock · 2026-08-20 | Exercise | 7.19K | — | 2026-08-20 | 2026-08-21 |
Jambusaria Aneri Group Managing Director · Common Stock · 2026-06-17 | Sell | 308 | $94K | 2026-06-17 | 2026-06-22 |
EBERHART PAULETT Director · Common Stock · 2026-06-04 | Grant | 5 | $0 | 2026-06-04 | 2026-06-08 |
SCHIFTER RICHARD P Director · Common Stock · 2026-06-04 | Grant | 19 | $0 | 2026-06-04 | 2026-06-08 |
BERNARD EDWARD C Director · Common Stock · 2026-06-04 | Grant | 4 | $0 | 2026-06-04 | 2026-06-08 |
SCHIFTER RICHARD P Director · Common Stock · 2026-06-04 | Other | — | — | 2026-06-04 | 2026-06-08 |
SEC filings
EDGAR filings in LPLA · 10 recent
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